Hone in on content that is critical to your business by using Default Filters. Narrow your content funnel by selecting three types of filters: Topics, Regulatory Sources (includes Agencies and Jurisdictions), News & Premium Content, and Document Types.
Topics: Take advantage of Compliance.ai’s combination of Expert-in-the-Loop and Machine Learning assessments to concentrate your searches on documents that match key financial service industry topics. For added convenience, leverage Compliance.ai’s Concepts to search for documents related to critical facets of financial product, operational, risk and compliance.
Regulatory Sources: Follow specific agencies in the jurisdictions where you do business.
Note: Remember to Add a Jurisdiction if you do business internationally and check for Other US Sources if you don’t see specific agencies you follow in the default US Agencies list. If you can’t find a regulator or jurisdiction you follow, you can always request new sources by clicking “Request More Info” and submitting a suggestion or contacting us at firstname.lastname@example.org. Compliance.ai is committed to providing the documents you need. We follow hundreds of sources and add dozens more every month.
News & Premium Content: Review documents published by news & premium content providers to receive broader coverage of the themes and trends you care about most. If you would like us to follow additional News & Premium Content Sources, click “Request More Info” and submit a suggestion or contact us at email@example.com.
Document Types: Surface only the document types that are most relevant to your areas of responsibility at a high-level (e.g., follow all types of Enforcement documents) or a very granular level (e.g., follow all types of Letters & Comments except Comment and Response to reduce noise) as needed.
We’re always adding new sources, so you can also easily opt in to follow potential future document types by selecting “Follow new document types” within any document type category. If you are following all documents within a category, this is pre-selected for you, but you can choose to follow new document types within any category.
You can find detailed information on document types on Compliance.ai’s corporate website:
Document type definitions: Category (Document Type) Definitions
Determine relevance of document types by jurisdiction: Compliance.ai Jurisdictions