188 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days
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SEC issued enforcements: $289,563,885 over the past 30 days
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161 Final Rules go into effect in the next 30 days
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65 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days
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new Proposed and Final Rules were published in the past 7 days

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5953 new docs in pro.compliance.ai within the last 7 days

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All Courses > News

Regulatory News

Compliance regulations

News

The News screen allows you to see all agency and mainstream news documents relevant to your search. News helps you tap into information related to the rules, regulations and enforcements you review every day.

FEATURES:

  • View documents by publication date.
  • Search within this view or simply access the page to see today’s documents.
  • Select a document to access document meta-data and the PDF via the Details right pane.
  • Access additional right pane tools for the document including: Expert Connection and Tasks (Team Edition only).
  • Select multiple documents to leverage cross-document tools located above the document list including: Add to Folder, Email, Print, Export via CSV, HTML or PDF, “Changes/Diffing”, and Add to Workflows.

News