188 Enforcement Actions in the U.S. over past 30 days
65 Mortgage Lending docs published in the last 7 days
new Proposed and Final Rules were published in the past 7 days
5953 new docs in pro.compliance.ai within the last 7 days
188 Enforcement Actions in the U.S. over past 30 days
65 Mortgage Lending docs published in the last 7 days
new Proposed and Final Rules were published in the past 7 days
5953 new docs in pro.compliance.ai within the last 7 days
Knowing how to use search views is fundamental to leveraging Compliance.ai for your regulatory change research needs. It’s within our search views that you’ll scan documents and zero in on the items you need to assess.
There are three predefined search views available within the platform:
Timeline, News and Enforcement Explorer
Timeline provides a focused view of changes specific to agencies and jurisdictions identified as of interest to you within your Default Filters. The TimelineView starts with documents published today, and also provides a preview of upcoming events including the effective date.
As with all search views, you can easily scan as well as drill into documents of interest (Select Filing Fee Disclosure, SEC). By selecting a document, you gain immediate access to critical meta-data including a summary, key dates, docket IDs and related CFRs where applicable, and document labels added by you and your colleagues.
News gives you the opportunity to review news items published by the agencies you follow, as well as mainstream news stories from publications you’ve indicated are of interest to you within your defaults.
Enforcement Explorer is pertinent for those involved in risk and in the legal area. This view allows users to drill into enforcement actions issued by agencies and provides a graphical representation of relevant, recent documents. Enforcement Explorer also provides additional search capabilities which allows you to search on attributes that are specific to enforcements, such as details about the violation, the respondents, and the penalty if applicable.
Once the platform surfaces your search results (for example enforcements with over $100K in penalties) you gain immediate access to specific details about the rule or rules violated, the penalty, and all respondents without even opening the PDF, allowing you to review enforcements and evaluate whether they are relevant to your organization much more quickly.
Additionally, you gain access to a new set of tools to enhance your search results.
By checking the checkbox next to the toolbar above the search, you can select all documents, and:
The right panel provides expansive access to robust meta data and tools to help assess regulatory content per document, including:
For a more detailed understanding of our document metadata, workflow tools, and annotation capabilities, use the hyperlinks above to navigate to the relevant courses in the Training Center.
Get the only AI-powered, expert-managed regulatory change management software designed for financial services enterprises.
SCHEDULE A DEMO