188 Enforcement Actions in the U.S. over past 30 days

FINRA enforcements decreased 70% over the past 30 days
SEC issued enforcements: $289,563,885 over the past 30 days
161 Final Rules go into effect in the next 30 days

65 Mortgage Lending docs published in the last 7 days

1460 docs with 2637 extracted obligations from the last 7 days

new Proposed and Final Rules were published in the past 7 days


5953 new docs in pro.compliance.ai within the last 7 days

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All Courses > Search Results

Search Results

Search Results:

Once the platform surfaces your search results (for example enforcements with over $100K in penalties) you gain immediate access to specific details about the rule or rules violated, the penalty, and all respondents without even opening the PDF, allowing you to review enforcements and evaluate whether they are relevant to your organization much more quickly.

Additionally, you gain access to a new set of tools to perform additional actions based on your search results.  

By checking the checkbox next to the toolbar above the search, you can select all documents, and:

  • Add them to a folder for later review or to share with colleagues
  • Send an email notifying other colleagues of the document or documents
  • Open PDFs and print
  • Download the document meta-data in CSV or Excel format or download the HTML or PDF version of the documents
  • Add workflows to documents on the fly.
  • Or, compare the text within two related documents for changes – (Watch our video tutorial on Diffing for further details) 

The right panel provides expansive access to robust meta data and tools to help assess regulatory content per document, including:

  • Changes/Diffing, if you are reviewing a document that’s in a docket that includes multiple documents
  • Expert Connection when we have suggestions for Compliance.ai partners who can provide additional context to help guide you through the regulatory change;
  • Auto Summary, which provides a short summary of longer regulatory documents,
  • Related Documents when our system has identified related regulations, official versions in other languages, or even premium content that is directly connected to the document in view;
  • Tasks if you are a Team Edition user
  • Annotations, which allows you and your colleagues to highlight and take notes
  • As well as Obligations, which calls out obligatory language on regulatory documents.

For a more detailed understanding of our document metadata, workflow tools, and annotation capabilities, use the hyperlinks above to navigate to the relevant courses in the Training Center.